ISO-IEC-27001-LEAD-IMPLEMENTER practice question 19 of 35

Scenario 9: OpenTech, headquartered in San Francisco, specializes in information and communication technology (ICT) solutions. Its clientele…

Full set: 290 questions

Domain Continual improvement of an ISMS based on ISO/IEC 27001

Scenario 9: OpenTech, headquartered in San Francisco, specializes in information and communication technology (ICT) solutions. Its clientele primarily includes data communication enterprises and network operators. The company's core objective is to enable its clients to transition smoothly into multi-service providers, aligning their operations with the complex demands of the digital landscape. Recently, Tim, the internal auditor of OpenTech, conducted an internal audit that uncovered nonconformities related to their monitoring procedures and system vulnerabilities. In response to these nonconformities, OpenTech decided to employ a comprehensive problem-solving approach to address the issues systematically. This method encompasses a team-oriented approach, aiming to identify, correct, and eliminate the root causes of the issues. The approach involves several steps: First, establish a group of experts with deep knowledge of processes and controls. Next, break down the nonconformity into measurable components and implement interim containment measures. Then, identify potential root causes and select and verify permanent corrective actions. Finally, put those actions into practice, validate them, take steps to prevent recurrence, and recognize and acknowledge the team's efforts. Following the analysis of the root causes of the nonconformities, OpenTech's ISMS project manager, Julia, developed a list of potential actions to address the identified nonconformities. Julia carefully evaluated the list to ensure that each action would effectively eliminate the root cause of the respective nonconformity. While assessing potential corrective actions, Julia identified one issue as significant and assessed a high likelihood of its recurrence. Consequently, she chose to implement temporary corrective actions. Julia then combined all the nonconformities into a single action plan and sought approval from top management. The submitted action plan was written as follows: "A new version of the access control policy will be established and new restrictions will be created to ensure that network access is effectively managed and monitored by the Information and Communication Technology (ICT) Department." However, Julia's submitted action plan was not approved by top management. The reason cited was that a general action plan meant to address all nonconformities was deemed unacceptable. Consequently, Julia revised the action plan and submitted separate ones for approval. Unfortunately, Julia did not adhere to the organization's specified deadline for submission, resulting in a delay in the corrective action process. Additionally, the revised action plans lacked a defined schedule for execution. Which method did OpenTech choose to use for addressing and preventing reoccurring problems after identifying the nonconformities?
Answer options
A: The Eight Disciplines Problem Solving (8Ds) method Correct answer
B: DMAIC (Define, Measure, Analyze, Improve, Control) method
C: Lean Six Sigma method
Correct Answer:
A. The Eight Disciplines Problem Solving (8Ds) method
Explanation

The scenario describes a structured, team-based problem-solving process. The steps outlined—establishing a group of experts (D1), describing the problem and implementing interim containment (D2, D3), identifying root causes (D4), selecting and verifying permanent corrective actions (D5), implementing and validating them (D6), preventing recurrence (D7), and recognizing the team (D8)—are the explicit and sequential phases of the Eight Disciplines (8D) Problem Solving method. This methodology is specifically designed for identifying, correcting, and eliminating recurring problems, which directly matches the approach OpenTech adopted in response to its internal audit findings.

Why Incorrect

B. DMAIC (Define, Measure, Analyze, Improve, Control) method: This is a data-driven improvement cycle for optimizing processes. It does not specifically include the distinct disciplines of implementing interim containment actions or formal team recognition as described.
C. Lean Six Sigma method: This is a broad management methodology focused on removing waste and reducing process variation. The scenario details a specific problem-solving tool (8D), not this overarching business improvement philosophy.

References

1. Benavides-Jaimes, Y., Mar-López, E., & Gámez-Gámez, J. (2021). The 8D methodology: an application for the automotive industry. The TQM Journal, 34(4), 737-757. (DOI: 10.1108/TQM-01-2021-0026). This paper details the 8D process, with Section 2, "The 8D methodology," outlining the disciplines that directly correspond to the steps described in the scenario: D1 (Use a Team), D3 (Develop Interim Containment Action), D7 (Prevent Recurrence), and D8 (Recognize the Contributions of the Team).

2. PECB. (2022). ISO/IEC 27001 Lead Implementer Training Course. Module 4: ISMS Continual Improvement. This official training material, in its coverage of ISO/IEC 27001 Clause 10.2 "Nonconformity and corrective action," emphasizes the need for a systematic approach to determine the causes of nonconformities and implement actions to prevent recurrence, for which structured methods like 8D are considered best practice.

3. Rambaud, C. C. C. (2011). A review of the 8D problem solving method. Proceedings of the 2011 International Conference on Industrial Engineering and Operations Management, Kuala Lumpur, Malaysia. This publication provides a comprehensive overview of the 8D method, confirming that the sequence of actions from team formation to team recognition is the defining structure of this specific methodology, distinguishing it from others like DMAIC.

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