SERIES-6 practice question 1 of 35

Which of the following pieces of information may not be contained in a tombstone advertisement under SEC rules?

Full set: 325 questions
Answer options
A: the name of the issuer
B: the name and address of a place where a prospectus can be obtained
C: the price of the offering Correct answer
D: the type of business in which the issuing firm is engaged
Correct Answer:
C. the price of the offering
Explanation

A tombstone advertisement may not contain the price of the offering under SEC rules. The final price would not have been set at this point anyway.

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