SERIES-63 practice question 4 of 35
BondsRUs is a broker-dealer that (unsurprisingly) specializes in bonds. The firm has found that it is able to sell Treasury bonds that it buys for…
Choose your answer, then check it against the explanation.
BondsRUs is a broker-dealer that (unsurprisingly) specializes in bonds. The firm has found that it is
able to sell Treasury bonds that it buys for $90 per $100 of par value for $99 per $100 of par value to
some of its more naïve clients, who never pay attention to the confirmation statements BondsRUs
sends them. BondsRUs is guilty of
Question 4 of 35
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