IIA certification practice

Free IIA-CFSA Practice Test

10 free IIA-CFSA exam-style questions for Certified Financial Services Auditor, with answers, explanations and source references.

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Full set: 511 questions

If you are interested in advancing your career in financial auditing or looking to expand your knowledge in this field, the IIA-CFSA certification exam is a phenomenal place to start. This exam tests your foundational knowledge of Certified Financial Services Auditor concepts and principles. With the help of our IIA-CFSA real exam questions, you can prepare effectively and greatly increase your chances of passing. We design our practice questions to closely simulate the real test environment, ensuring we cover the exact same topics as the actual IIA exam to test your understanding.

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Which of the following steps is/are NOT considered in the audit planning process?
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Deductibles for dental insurance plans are _________
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Under the interagency statement when a bank recommends or sells non-deposit investment product it should inform the customer that the product is:
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Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all of the following EXCEPT:
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In SEC review process, if SEC believes that the registration statement contains false or misleading information or that pertinent information has been omitted, it can suspend the process with______________.
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Which of the following are typical information system controls that are used to ensure properly authorized transaction? I. Online validation routines that check dollar authority limits. II. Online user access controls. III. Automated balancing and reconciliation routine. IV. Edits that validate full completion of data input fields.

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Compliance testing is designed primarily to:
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Stockholders are generally allowed one vote per share held. As a result, individuals who hold large blocks of share are more likely to be board members. Which of the following are out of the basic rights of stockholders?
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Internal auditors are expected to uphold the following principles:
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Which of the following are generally considered to be characteristics of savings deposits? I.Interest bearing. II. No stated maturity. III. Penalty for withdrawal.

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