IIA-CFSA practice question 4 of 35

Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all of the following EXCEPT:

Answer options

A: Allows for the issuance and sale of securities to purchasers, if they qualify as accredited investors

B: Offerings are advantageous to any private company or entrepreneur because they allow an entity to obtain funding faster and to avoid the costs associated with a public offering

C: Allows usually smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with SEC.

D: None of these Correct answer

Correct Answer:

D. None of these

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