ISO-IEC-27001-LEAD-AUDITOR practice question 9 of 35
Scenario 4: Branding is a marketing company that works with some of the most famous companies in the US. To reduce internal costs. Branding has…
Choose your answer, then check it against the explanation.
Scenario 4: Branding is a marketing company that works with some of the most famous companies in
the US. To reduce internal costs. Branding has outsourced the software development and IT helpdesk
operations to Techvology for over two years. Techvology. equipped with the necessary expertise,
manages Branding's software, network, and hardware needs. Branding has implemented an
information security management system (ISMS) and is certified against ISO/IEC 27001,
demonstrating its commitment to maintaining high standards of information security. It actively
conducts audits on Techvology to ensure that the security of its outsourced operations complies with
ISO/IEC 27001 certification requirements.
During the last audit. Branding's audit team defined the processes to be audited and the audit
schedule. They adopted an evidence based approach, particularly in light of two information security
incidents reported by Techvology in the past year The focus was on evaluating how these incidents
were addressed and ensuring compliance with the terms of the outsourcing agreement
The audit began with a comprehensive review of Techvology's methods for monitoring the quality of
outsourced operations, assessing whether the services provided met Branding's expectations and
agreed-upon standards The auditors also verified whether Techvology complied with the contractual
requirements established between the two entities This involved thoroughly examining the terms
and conditions in the outsourcing agreement to guarantee that all aspects, including information
security measures, are being adhered to.
Furthermore, the audit included a critical evaluation of the governance processes Techvology uses to
manage its outsourced operations and other organizations. This step is crucial for Branding to verify
that proper controls and oversight mechanisms are in place to mitigate potential risks associated
with the outsourcing arrangement.
The auditors conducted interviews with various levels of Techvology's personnel and analyzed the
incident resolution records. In addition, Techvology provided the records that served as evidence that
they conducted awareness sessions for the staff regarding incident management. Based on the
information gathered, they predicted that both information security incidents were caused by
incompetent personnel. Therefore, auditors requested to see the personnel files of the employees
involved in the incidents to review evidence of their competence, such as relevant experience,
certificates, and records of attended trainings.
Branding's auditors performed a critical evaluation of the validity of the evidence obtained and
remained alert for evidence that could contradict or question the reliability of the documented
information received. During the audit at Techvology, the auditors upheld this approach by critically
assessing the incident resolution records and conducting thorough interviews with employees at
different levels and functions. They did not merely take the word of Techvology's representatives for
facts; instead, they sought concrete evidence to support the representatives' claims about the
incident management processes.
Based on the scenario above, answer the following question:
According to Scenario 4, what type of audit evidence did the auditors collect to determine the source
of the information security incidents?
Question 9 of 35
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