ISO-IEC-42001-LEAD-AUDITOR practice question 10 of 25
[Conducting an ISO/IEC 42001 Audit] Scenario 3 (continued): ArBank is a financial institution located in Brussels, Belgium, which offers a diverse…
Full set: 120 questionsYes, Audrey performed a technical assessment. The scenario explicitly states her evaluation included "observing different stages of the AIMS life cycle, from development to deployment" and she "evaluated the tools used to monitor and measure the performance of the AIMS." These actions go beyond reviewing documentation or conducting interviews. Observing a system's life cycle and evaluating its performance monitoring tools are hands-on, technical audit procedures designed to verify that processes and controls are implemented and operating effectively in practice.
A. This statement is too general. Her assessment was a specific, technical evaluation of the AIMS, not a general review of customer service performance.
B. This is factually incorrect. The scenario clearly describes her assessment of the AIMS life cycle and tools, in addition to her work on outsourced operations.
D. This is an incorrect assertion. Internal auditors are often required to perform technical assessments within their scope of work, provided they have the necessary competence.
1. ISO 19011:2018, Guidelines for auditing management systems, Clause 6.4.5, "Collecting and verifying information". This section lists "observing processes, environment, conditions, systems" as a valid method for collecting audit evidence, which is a key part of a technical assessment.
2. ISO/IEC 42001:2023, Artificial intelligence — Management system, Annex A, Control A.4.3 "AI system development process". Auditing this control effectively would necessitate technical assessment activities like observing the development life cycle, as Audrey did.
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