SERIES-6 practice question 35 of 35
Anna Vestor placed an order to sell 100 shares of Microsoft through the on-line site of her broker, GetErDone Broker-Dealers. GetErDone sold her…
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Anna Vestor placed an order to sell 100 shares of Microsoft through the on-line site of her broker, GetErDone Broker-Dealers. GetErDone sold her shares for $24.59 a share and charged her a commission of $8.95. Among other things, the trade confirmation that Anna receives must stipulate: I. the time and date of the transaction. II. that GetErDone served as a principal in the transaction. III. the number of shares sold and the price at which they were sold. IV. the exchange or ECN on which the transaction was executed.
Question 35 of 35
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