SERIES-6 practice question 12 of 35
Which of the following types of securities would not be traded in the over-the-counter market?I. stock options II. government bonds III. corporate…
Full set: 325 questionsWhich of the following types of securities would not be traded in the over-the-counter market?
I. stock options II. government bonds III. corporate bonds IV. corporate stocks
Correct Answer:
<P>D</P>
Explanation
All of the choices listed-and more-are traded in the over-the-counter market: stock options, government bonds, corporate bonds, and corporate stocks. Additionally, securities such as warrants, rights, forward contracts, and foreign currencies also trade in the over-the-counter market.
Keep practicing
Take the free SERIES-6 practice test
Ten exam-style questions with answers and explanations, plus the exam facts and study guides.
More questions
Other SERIES-6 practice questions
- Question 1Which of the following pieces of information may not be contained in a tombstone advertis…
- Question 2Mr. Investor has purchased 100 shares of the common stock of the Everyman Corporation. As…
- Question 3Mr. Big of HiGrow Corporation needs more money to support the exceptional growth rate tha…
- Question 5The stock of Hasbro Corporation (HAS) is selling for $44.50 and pays a dividend of $1.00 …
- Question 6Any person who willfully acts in violation of the Securities Act of 1933, or any SEC rule…
- Question 7Which of the following statements regarding callable bonds is false?