SERIES-63 practice question 8 of 35
Jack Bean is employed by Giant Investment Advisers, LLC. His job duties include advising clients on the asset allocations of their portfolios. Jack Bean is
Full set: 251 questionsCorrect Answer:
A. an investment adviser representative.
Explanation
As an employee of Giant Investment Advisers who provides investment advice to clients, Jack Bean is an investment adviser representative. Giant is the investment adviser. Agents are employed by broker-dealers.
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